HALISTER: More Dark Pool Investigations Under Way, Says New York’s Top Cop

More Dark Pool Investigations Under Way, Says New York’s Top Cop

Alert: HALISTER
Source: BN (Bloomberg News)

Tickers
BARC LN (Barclays PLC)
CSGN VX (Credit Suisse Group AG)
13165Z US (US Securities & Exchange Commission/Washington DC)
1071L US (United States District Court for the Southern District of New York)
UBSG VX (UBS Group AG)

People
Andrew Ceresney (US Securities & Exchange Commission/Washington DC)
Eric Schneiderman (State of New York Office of the Attorney General)
Mark Lane (Barclays PLC)
Mary White (US Securities & Exchange Commission/Washington DC)
Nicole Sharp (Credit Suisse Holdings USA Inc)

Topics
Compliance Regulations
Market Structure

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